Compliance - Implementation of the Regulatory framework

En collaboration avec
Formation
Formation
& Examen
Examen
EN
Cours du soir
12 h
BQ099CJ
255,00 EUR

Objectives


This training course is designed for any person working in a Compliance function or aspiring to do so, especially in the financial sector. It will give the opportunity to the participants to tackle specific aspects of Compliance.

Programme


The programme of the practical module is composed of 4 general topics, including case studies, each one being dealt with in +/- 2-hour units :

  • Unit 1: AML / CTF

  • Unit 2: MIFID

  • Unit 3: Market Abuse

  • Unit 4: Data Protection

Examination


Please note that the exam durates 1,5 hour.

Dates


Kindly note that the « Compliance » modules have a duration of 8 hours and are organized either during the day or in the evenings. Please be aware that courses are set up in sessions of 2, 4 or 8 hours.  Please make sure to download the exact planning by clicking on “télécharger le planning”.

Lieu

Télécharger le planning PDF

mar. 13.11.2018 à 09h00

icon 3H

Compliance (intermediary) - Implementation of the Regulatory Framework

  • icon Chambre de Commerce Luxembourg

mar. 20.11.2018 à 09h00

icon 3H

Compliance (intermediary) - Implementation of the Regulatory Framework

  • icon Chambre de Commerce Luxembourg

mar. 27.11.2018 à 09h00

icon 3H

Compliance (intermediary) - Implementation of the Regulatory Framework

  • icon Chambre de Commerce Luxembourg

mar. 04.12.2018 à 09h00

icon 3H

Compliance (intermediary) - Implementation of the Regulatory Framework

  • icon Chambre de Commerce Luxembourg

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