Banques et Finance
Compliance - Implementation of the Regulatory Framework
Please note that the upcoming dates will be published on our website as soon as available.
This training course is designed for any person working in a Compliance function or aspiring to do so, especially in the financial sector. It will give the opportunity to the participants to tackle specific aspects of Compliance.
The programme of the practical module is composed of 4 general topics, including case studies, each one being dealt with in +/- 2-hour units :
Unit 1: AML / CTF
Unit 2: MIFID
Unit 3: Market Abuse
Unit 4: Compliance in the Fund Industry