Banques et Finance

Compliance - Implementation of the Regulatory Framework

Objectives

This training course is designed for any person working in a Compliance function or aspiring to do so, especially in the financial sector. It will give the opportunity to the participants to tackle specific aspects of Compliance.

Programme

The programme of the practical module is composed of 4 general topics, including case studies, each one being dealt with in +/- 2-hour units :

Unit 1: AML / CTF
Unit 2: MIFID
Unit 3: Market Abuse
Unit 4: Data Protection

Examination

Please note that the exam durates 1,5 hour.

Dates

Kindly note that the « Compliance » modules have a duration of 8 hours and are organized either during the day or in the evenings. Please be aware that courses are set up in sessions of 2, 4 or 8 hours.  Please make sure to download the exact planning by clicking on “télécharger le planning”.

Formation
Formation
& Examen
Examen
8 heures
Chambre de Commerce du Grand-Duché de Luxembourg
voir affichage sur place (Chambre de Commerce du Grand-Duché de Luxembourg)
7, rue Alcide de Gasperi
Luxembourg, L-2981
Luxembourg
cliquez ici pour voir le plan
255,00 EUR