MiFID II - Equities (EN) (virtual classroom)

En collaboration avec
  • Icon 19.10.2020
  • Icon 8 h + 1 h d'examen
  • icon Formation à distance
  • Icon English
  • Icon BQ130CJ
240,00 EUR

*

(+3% TVA)
*Prix d'inscription de base, variable selon options choisies.

Virtual classroom


In response to the current situation related to the coronavirus COVID-19, the House of Training is delighted to announce that this training is now accessible as a virtual class.


This format, perfectly adapted to any staff member aiming to develop their skills remotely, has various benefits:

  • It allows you to train yourself while avoiding any physical movement

  • Maximum efficiency is guaranteed due to an adaptation of session durations according to this kind of training

  • Regular interaction between the trainer and the learners is assured thanks to modern technology tools

Registration is easy!


If you wish to attend this training, please click on “S'inscrire” and choose “virtual classroom”.


In order to conveniently attend the virtual classroom, kindly review the following recommendations.

Programme


Based on the ISO definition of equities specifying that an equity instrument is a financial instrument representing an ownership interest in an entity or pool of assets, the content of this module on equities focuses on:

  • Main characteristics of equities (based on ISO 10962)
    • Types of equities - Common/ordinary shares, preferred/preference shares, common/ordinary convertible shares, preferred/preference convertible shares, limited partnership shares, depositary receipts on equities, structured instruments, others
    • Attributes of equities - Voting rights, ownership/transfer/sale restrictions, income, payment status, form (bearer/registered)
    • Pricing of equities - Exchange-traded equities, OTC equities, sources of prices, order-driven markets, quote- driven markets
    • Factors influencing the performance of an equity - Supply/demand, earnings, volatility, liquidity, inflation, impact of corporate actions on price, information about the issuer
    • Costs associated with transactions and services involving equities - Brokerage, exchange fees, transaction fees, custody fees
    • Structure of the market for equities
    • Types of markets (regulated, OTC, MTF, (OTF), SI) - Equities traded on exchanges, equities traded OTC, equities on MTF, (OTF), SI, crossing networks
    • Primary and secondary markets - Initial public offerings (“IPO”); Secondary market trading for equities on exchanges, MTF, (OTF), SI, OTC, crossing networks, high frequency trading; depository receipts; private equity
    • Market players - Primary market: Underwriters, lead managers, syndicate members, listing agents, CSDs/ICSDs, exchanges; Secondary market: Brokers/dealers, regulated markets (e.g., exchanges), OTC, MTF, (OTF), SI, paying agents, fiscal agents, CSDs/ICSDs, custodians, depositaries; private equity companies
  • Financial instruments as investments
    • Market practice - Primary market - IPOs on exchanges, CSDs/ICSDs; Secondary market - On regulated markets (e.g., exchanges), OTC, MTF, (OTF), SI, OTC; transaction chain of securities processing; short selling, lending/borrowing equities, CSDs/ICSDs, custody, corporate actions
    • Main risks - Market risk, currency risk, liquidity risk, operational risk
    • Tax aspects - Withholding tax, capital gains tax, transaction taxes, tax reclamation
    • Market forces that impact performance - Industry investor sentiment, inflation, currency rates
    • Understanding instrument’s performance - Market perspective, investor sentiment, volatility, liquidity
    • Documentation related to the instrument - Prospectus, annual reports, shareholder documentation, press coverage

Certification


This module is part of the MiFID II Certification. For more details about this Certification, please click here.

Target Audience


The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.

Speakers


Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.

Lieu

Télécharger le planning PDF

lun. 19.10.2020 à 08h30

icon 4H

MiFID II: Equities

  • icon E-Learning

mar. 20.10.2020 à 08h30

icon 4H

MiFID II: Equities

  • icon E-Learning
  • Durée

    icon

    3 h

  • Lieu

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    Chambre de Commerce Luxembourg

Thu 24.09.2020

08h45

Thu 01.10.2020

08h45

Thu 12.11.2020

08h45

Thu 26.11.2020

08h45

Thu 03.12.2020

08h45

Tue 08.12.2020

08h45

Thu 10.12.2020

08h45

Tue 15.12.2020

08h45

Thu 17.12.2020

08h45

Tue 12.01.2021

08h45

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