MiFID II - Risk, Compliance, Regulations (FR) (classe virtuelle)

En collaboration avec
  • Icon 11.01.2021
  • Icon 8 h
  • icon Formation à distance
  • Icon French / Français
  • Icon BQ137CJ
200,00 EUR

*

(+3% TVA)

Classe virtuelle


En réponse à la situation actuelle liée au coronavirus COVID-19, la House of Training est heureuse de vous annoncer que cette formation est désormais accessible en classe virtuelle.


Cette formule, parfaitement adaptée à tous les collaborateurs souhaitant développer leurs compétences à distance, présente plusieurs avantages :

  • Elle vous permet de vous former en évitant tout déplacement physique.

  • La durée des séances a été adaptée à ce type d’enseignement afin de garantir une efficacité maximale.

  • Les outils technologiques modernes permettent une interaction entre le formateur et les apprenants.

L’inscription est facile !


Si vous souhaitez assister à cette formation, veuillez cliquer sur « S’inscrire » et choisir ensuite « classe virtuelle ».


Afin de participer de manière sereine à cette formation à distance, veuillez lire bien attentivement les recommandations suivantes.

Programme


This module focuses on the risk, compliance and regulation aspects of the instruments covered in previous modules. As such, the specific topics in this section include:

  • Product governance processes under MiFID II – Target market assessment (with target market categories, client’s best interests rules, target market disclosures), Key points for product manufacturers (guidance notes, acquisition channels, etc.) and distributors (distribution strategies, third-country manufacturers, etc.), Proportionality (simple products, wholesale markets, secondary markets), Distributor feedback (aggregated/product-by-product feedback, non-advised sales), Portfolio diversification, Acquisition channels
  • Approval process - The approval process for each of the instruments mentioned above
  • Investor protection - The measures taken to protect the investors in each instrument type
  • Market transparency - A description of how transparent the market for each instrument is, i.e., does the investor understand how the market works
  • Risk management - The approach to risk management in the relevant market; the effectiveness of risk management
  • AML/CFT - Measures taken to prevent money laundering and financing of terrorism in the corresponding market; areas that still pose problems
  • Market abuse - Measures taken to prevent market abuse (e.g., insider trading, market manipulation) in the relevant market

Certification


This module is part of the MiFID II Certification. For more details about this Certification, please click here.

Target Audience


The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.

Speakers


Experienced professional specialists selected on the basis of their in-depth knowledge of markets, risk and compliance under MiFID rules I and II, and ESMA criteria.

Language


Session delivery: French

Course material: English

Assessment and Certification: English or French

Lieu

Télécharger le planning PDF

lun. 11.01.2021 à 08h30

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MiFID II: Risk, Compliance, Regulations

  • icon E-Learning

mar. 12.01.2021 à 08h30

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MiFID II: Risk, Compliance, Regulations

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