Risk Management - Operational Risk for Funds (classe virtuelle)

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  • Icon 09.11.2020
  • Icon 16 h
  • icon Formation à distance
  • Icon English
  • Icon BQ169CJ
535,00 EUR

*

(+3% TVA)
*Prix d'inscription de base, variable selon options choisies.

Virtual classroom


In response to the current situation related to the coronavirus COVID-19, the House of Training is delighted to announce that this training is now accessible as a virtual class.


This format, perfectly adapted to any staff member aiming to develop their skills remotely, has various benefits:

  • It allows you to train yourself while avoiding any physical movement

  • Maximum efficiency is guaranteed due to an adaptation of session durations according to this kind of training

  • Regular interaction between the trainer and the learners is assured thanks to modern technology tools

Registration is easy!


If you wish to attend this training, please click on “S'inscrire” and choose “virtual classroom”.


In order to conveniently attend the virtual classroom, kindly review the following recommendations.

Introduction


Operational risk is the “risk of loss resulting from inadequate or failed internal processes, people and systems or from external events” (Basel Accord). Because operational risk impacts practically every area of the investment industry, it has become an important area of focus among financial service professionals. This course provides participants with a good understanding of operational risk in the fund industry and how to manage it.

Objectives


  • Define operational risk in accordance with market standards

  • Identify and categorise the different causes of operational risk in the investment fund industry

  • Assess the potential impact of diverse operational risks on funds

  • Learn how to apply the operational risk management cycle

  • Identify different means of mitigating operational risk

  • Understand the different players in the fund industry and how they are impacted by operational risk

Programme


  • Introduction

  • Causes of operational risk

    • Processes

    • People

    • Systems

    • External events

  • Operational risk management cycle

    • Identification

    • Assessment

    • Mitigation and control

    • Monitoring and reporting

  • Supporting processes

    • Loss data collection process

    • Risk & control self-assessment (RCSA)

    • Key risk indicators

  • Market players

    • Transfer agents

    • Distributors

    • Fund accountants

    • Custodians/depositaries

  • Outsourcing risk

  • New product approval process

  • Other operational risks

    • Real assets

      • Private Equity

      • Real estate

  • New technology

    • A.I.

    • Financial Technology

  • Business continuity management

    • Disaster recovery plan

    • Resolution plan

    • Business continuity plan

  • Future trends

Target Audience


Financial service professionals who want to gain a good understanding of operational risk in the fund industry.

Exam


For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.


The examination consists of true/false and multiple-choice questions. To pass the exam, a candidate must achieve a score of at least 50% of the total points on the exam.

Certificate


This module is part of the Risk Management for funds Certification. To obtain their certificate, candidates must complete 12 days of training in Risk Management for funds and pass the exam for each course. 

More details here :Professional Risk Management Certification for Funds

Course material


The training material will be handed out at the beginning of the course.

Lieu

Télécharger le planning PDF

lun. 09.11.2020 à 13h30

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Risk Management - Operational Risk for Funds

  • icon E-Learning

mar. 10.11.2020 à 13h30

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Risk Management - Operational Risk for Funds

  • icon E-Learning

mer. 11.11.2020 à 13h30

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Risk Management - Operational Risk for Funds

  • icon E-Learning

ven. 13.11.2020 à 13h30

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Risk Management - Operational Risk for Funds

  • icon E-Learning
  • Durée

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    3 h

  • Lieu

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    Chambre de Commerce Luxembourg

Tue 27.10.2020

08h45

Thu 29.10.2020

08h45

Tue 10.11.2020

08h45

Thu 12.11.2020

08h45

Tue 17.11.2020

08h45

Thu 26.11.2020

08h45

Tue 01.12.2020

08h45

Thu 03.12.2020

08h45

Tue 08.12.2020

08h45

Thu 10.12.2020

08h45

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