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MiFID II - Framework Overview

Banking

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Description

Introduction

Welcome to our MiFID II - Framework Overview course, providing an in-depth understanding of the MiFID II framework, its legal background, and origins. Participants will explore the key topics it addresses and the Training Programme objectives. Discover the necessity of MiFID II and the essential measures for complying with its requirements. Dive into MiFID I - MiFID II Client Services, Market Organisation, Governance, and more. It is presented by industry experts from ABBL.

Programme

This course introduces the participants to the MiFID II framework, its origins and legal background as well as the key topics addressed by it. It also introduces the Training Programme objectives. The course further explains the need for MiFID II along with the measures that need to be implemented to meet the MiFID II requirements.

·        Introduction

·        MiFID I – MiFID II Client Services

·        MiFID I – MiFID II Market Organisation

·        MiFID I – MiFID II Governance

·        Key Messages

·        Bibliography and References

·        Appendices


Target Audience

The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.

Speakers

ABBL

Language

English or French (course material: English only)

Conditions

Support de cours

Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.

Certification

This module is part of the MiFID II Certification. For more details about this Certification, please click here.

Location
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
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