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Module 2 presents the financial markets structure, the key elements thereof along with the activities and the participants. It concludes on an outlook of future trends. More specifically, the content of module 2 provides an overview of:
Organised Markets – RM, MTF, OTF
OTC Markets – OTC, SI
Activities – Primary vs. Secondary Market
Activities in Financial Markets
Securities Front Office
Securities Middle Office
Securities Back Office
Players in Financial Markets
MiFID Since its Inception
New ESG Framework
MiFID II/MiFIR Amendments
After MiFID II, Comes MiFID III, Right?
Bibliography and References
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.
English or French (course material: English only)
Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.
This module is part of the MiFID II Certification. For more details about this Certification, please click here.