Compliance - Implementation of the Regulatory framework (virtual classroom)
In collaboration with
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08.12.2021
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15 h
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Formation à distance
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English
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BQ003JS
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(+3% TVA) *Prix d'inscription de base, variable selon options choisies.Cette formation est proposée sous forme de formation à distance. En savoir plus
Objectives
This training course is designed for any person working in a Compliance function or aspiring to do so, especially in the financial sector. It will give the opportunity to the participants to tackle specific aspects of Compliance.
Programme
The programme of the practical module is composed of 5 general topics, including case studies, each one being dealt with in +/- 2-hour units :
Unit 1: Financial Crime
Unit 2: MIFID II
Unit 3: Market Integrity
Unit 4: Compliance and Data & Digital
Unit 5: Governance
Examination
Please note that the exam durates 1,5 hour.
Dates
Kindly note that the « Compliance - Implementation of the Regulatory Framework » modules have a duration of 15 hours and are organized either during the day or in the evenings. Please be aware that courses are set up in sessions of 3 or 4 hours. Please make sure to download the exact planning by clicking on “télécharger le planning”.
Lieu
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E-LearningA distance
A distance - Calculer l'itinéraire
Télécharger le planning PDF
3H
3H
3H
3H
3H
mer. 08.12.2021 à 09h00
3H
Compliance (intermediary) - Implementation of the Regulatory Framework
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Classe virtuelle
À distance
lun. 13.12.2021 à 09h00
3H
Compliance (intermediary) - Implementation of the Regulatory Framework
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Classe virtuelle
À distance
mer. 15.12.2021 à 09h00
3H
Compliance (intermediary) - Implementation of the Regulatory Framework
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Classe virtuelle
À distance
lun. 20.12.2021 à 09h00
3H
Compliance (intermediary) - Implementation of the Regulatory Framework
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Classe virtuelle
À distance
mer. 22.12.2021 à 09h00
3H
Compliance (intermediary) - Implementation of the Regulatory Framework
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Classe virtuelle
À distance
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Durée
3 h
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Lieu
Chambre de Commerce Luxembourg
Thu 11.11.2021
08h45
Thu 18.11.2021
08h45
Tue 23.11.2021
08h45
Thu 25.11.2021
08h45
Tue 30.11.2021
08h45
Thu 02.12.2021
08h45
Tue 07.12.2021
08h45
Thu 09.12.2021
08h45
Tue 14.12.2021
08h45
Thu 16.12.2021
08h45