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Description
Important Information
This course might be scheduled over several days. Please check the planning for details.
Please note that the exam lasts 1 hour.
Objectives
At the end of this training unit, the participants will have a good understanding of the fundamentals of Compliance and the specific areas in which Compliance is applicable. They will become acquainted with the code of conduct as well as with the legal and practical dispositions regulating the cooperation with the authorities.
Programme
The programme of the fundamental module is composed of 4 general topics, each one being dealt with in +/- 2-hour units
- Unit 1 and 2 - Fundamentals of Compliance
- Objectives
- Definition of Compliance and responsibilities
- Specific Compliance areas
- Some key areas
- AML / CTF
- MiFID
- Market Abuse (Insider Dealing & Market Manipulation)
- Customer Complaints
- Data Protection
- Professional Secrecy
- Fraud
- Whistleblowing
- Code of Conduct
- Remuneration Policy
- Conflict of Interests
- Cooperation with the authorities
- FATCA...
- Unit 3 - Elements on the Code of Conduct
- Unit 4 - The Compliance Function
Dates
Kindly note that the « Compliance » modules have a duration of 8 hours and are organized either during the day or in the evenings. Please be aware that courses are set up in sessions of 2, 4 or 8 hours. Please make sure to download the exact planning by clicking on “Sessions et horaires”.
Conditions
Course Material
Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.
Location
Sessions et horaires
-
Thu 11.01.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 18.01.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 25.01.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 01.02.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 18.04.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 25.04.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Thu 02.05.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
-
Tue 07.05.2024
17:30 à 19:30
2H
Compliance - Fundamentals
Chambre de Commerce Luxembourg
Durée 1H
Lieu Chambre de Commerce Luxembourg
- jeu. 14.12.2023 08:45 à 11:45
- mar. 19.12.2023 08:45 à 11:45
- mar. 09.01.2024 08:45 à 11:45
- mar. 16.01.2024 08:45 à 11:45
- mar. 23.01.2024 08:45 à 11:45
- jeu. 25.01.2024 08:45 à 11:45
- mar. 30.01.2024 08:45 à 11:45
- mar. 06.02.2024 08:45 à 11:45
- mar. 20.02.2024 08:45 à 11:45
- mar. 27.02.2024 08:45 à 11:45
- jeu. 29.02.2024 08:45 à 11:45
- mar. 05.03.2024 08:45 à 11:45
- mar. 12.03.2024 08:45 à 11:45
- mar. 19.03.2024 08:45 à 11:45
- mar. 26.03.2024 08:45 à 11:45
- jeu. 28.03.2024 08:45 à 11:45
- mar. 16.04.2024 08:45 à 11:45
- mar. 23.04.2024 08:45 à 11:45
- jeu. 25.04.2024 08:45 à 11:45
- mar. 30.04.2024 08:45 à 11:45
- mar. 07.05.2024 08:45 à 11:45
- mar. 14.05.2024 08:45 à 11:45
- mar. 21.05.2024 08:45 à 11:45
- jeu. 23.05.2024 08:45 à 11:45
- mar. 04.06.2024 08:45 à 11:45
- mar. 11.06.2024 08:45 à 11:45
- mar. 25.06.2024 08:45 à 11:45
- jeu. 27.06.2024 08:45 à 11:45
- mar. 02.07.2024 08:45 à 11:45
- mar. 09.07.2024 08:45 à 11:45
- mar. 17.09.2024 08:45 à 11:45
- mar. 24.09.2024 08:45 à 11:45
- jeu. 26.09.2024 08:45 à 11:45
- mar. 01.10.2024 08:45 à 11:45
- mar. 08.10.2024 08:45 à 11:45
- mar. 15.10.2024 08:45 à 11:45
- mar. 22.10.2024 08:45 à 11:45
- jeu. 24.10.2024 08:45 à 11:45
- mar. 05.11.2024 08:45 à 11:45
- mar. 12.11.2024 08:45 à 11:45
- mar. 19.11.2024 08:45 à 11:45
- mar. 26.11.2024 08:45 à 11:45
- jeu. 28.11.2024 08:45 à 11:45
- mar. 03.12.2024 08:45 à 11:45
- mar. 10.12.2024 08:45 à 11:45
- mar. 17.12.2024 08:45 à 11:45
- jeu. 19.12.2024 08:45 à 11:45
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