Investment Policies and Restrictions in UCITS - Fundamentals

In collaboration with
  • Icon Sur demande
  • Icon 8 h
  • icon Formation à distance
  • icon Cours du jour
  • Icon English
  • Icon VI040CJ
195,00 EUR

*

(+3% TVA)
*Prix d'inscription de base, variable selon options choisies.

   Cette formation est proposée sous forme de formation à distance. En savoir plus

Objectives


At the end of this training, the participant will be able to:

  • understand the legal framework of investment restrictions applicable to UCITS

  • understand investment restrictions relating to traditional financial instruments used by UCITS

  • understand investment restrictions applicable to UCITS using derivatives or securities lending, repurchase and reverse repurchase transactions

Programme


  • Reminders
    • Financial instruments
    • Regulatory framework of UCITS funds
  • Notions of regulated markets and transferable securities
  • Basic rules relating to UCITS
    • Securities, money market instruments, units of funds
    • Index tracking UCITS
    • Borrowings
    • Control and significant influence
  • Rules relating to
    • Simple derivatives, securities embedding a derivative, and global risk
    • Securities lending, pensions, and repo transactions

Exam


For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.

Certificate


At the end of the training, the participants will receive a certificate of attendance delivered by the House of Training.

Lieu

  • Durée

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    3 h

  • Lieu

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    Chambre de Commerce Luxembourg

Thu 11.11.2021

08h45

Thu 18.11.2021

08h45

Tue 23.11.2021

08h45

Thu 25.11.2021

08h45

Tue 30.11.2021

08h45

Thu 02.12.2021

08h45

Tue 07.12.2021

08h45

Thu 09.12.2021

08h45

Tue 14.12.2021

08h45

Thu 16.12.2021

08h45

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