Ethical Behaviour in Banking - Fundamentals
-
27.05.2021
-
4 h
-
Cours du jour
-
Formation à distance
-
Formation présentielle
-
English
-
BQ185CJ
*
(+3% TVA) *Prix d'inscription de base, variable selon options choisies.Cette formation est proposée sous forme de formation présentielle et à distance. En savoir plus
Objectives
The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).
Programme
- Introduction
- The position and mission of the CSSF
- Combating money laundering & financing of terrorism
- Professional obligations
- Professional secrecy
- Prudential rules (Specialised PSF and Support PSF)
- Rules of conduct (Specialised PSF and Support PSF)
- Specific rules of conduct for PSF managing third party funds
- Rules of conduct - MIFiD
- The ABBL's Code of ethics
- The ALFI's code of ethics
- Market abuse
- Economic crime
- Computer crime
- The Compliance function
Exam
For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.
Course material
The training material will be handed out at the beginning of the course.
Lieu
-
Classe virtuelleÀ distance
- Calculer l'itinéraire
Télécharger le planning PDF
4H
jeu. 27.05.2021 à 08h30
4H
Fundamentals of Ethical Behaviour in Banking
-
Classe virtuelle
À distance
-
Durée
3 h
-
Lieu
Chambre de Commerce Luxembourg
Thu 28.01.2021
08h45
Tue 23.02.2021
08h45
Thu 25.02.2021
08h45
Tue 02.03.2021
08h45
Tue 09.03.2021
08h45
Tue 16.03.2021
08h45
Tue 23.03.2021
08h45
Thu 25.03.2021
08h45
Tue 30.03.2021
08h45
Tue 20.04.2021
08h45