Ethical Behaviour in Banking - Fundamentals
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Sur demande
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4 h
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Cours du jour
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English
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BQ185CJ
*
(+3% TVA) *Prix d'inscription de base, variable selon options choisies.Objectives
The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).
Programme
- Introduction
- The position and mission of the CSSF
- Combating money laundering & financing of terrorism
- Professional obligations
- Professional secrecy
- Prudential rules (Specialised PSF and Support PSF)
- Rules of conduct (Specialised PSF and Support PSF)
- Specific rules of conduct for PSF managing third party funds
- Rules of conduct - MIFiD
- The ABBL's Code of ethics
- The ALFI's code of ethics
- Market abuse
- Economic crime
- Computer crime
- The Compliance function
Exam
For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.
Course material
The training material will be handed out at the beginning of the course.
Lieu
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Chambre de Commerce Luxembourg7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg - Calculer l'itinéraire
Durée
3 h
Lieu
Chambre de Commerce Luxembourg
Tue 10.11.2020
08h45
Thu 12.11.2020
08h45
Tue 17.11.2020
08h45
Thu 26.11.2020
08h45
Tue 01.12.2020
08h45
Thu 03.12.2020
08h45
Tue 08.12.2020
08h45
Thu 10.12.2020
08h45
Tue 15.12.2020
08h45
Thu 17.12.2020
08h45