Ethical Behaviour in Banking - Fundamentals

  • Icon 27.05.2021
  • Icon 4 h
  • icon Cours du jour
  • icon Formation à distance
  • icon Formation présentielle
  • Icon English
  • Icon BQ185CJ
100,00 EUR

*

(+3% TVA)
*Prix d'inscription de base, variable selon options choisies.

   Cette formation est proposée sous forme de formation présentielle et à distance. En savoir plus

Objectives


The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).

Programme


  • Introduction
    • The position and mission of the CSSF
    • Combating money laundering & financing of terrorism
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Specific rules of conduct for PSF managing third party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of ethics
    • The ALFI's code of ethics
      • Market abuse
      • Economic crime
      • Computer crime
      • The Compliance function

Exam


For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.

Course material


The training material will be handed out at the beginning of the course.

Lieu

Télécharger le planning PDF

jeu. 27.05.2021 à 08h30

icon 4H

Fundamentals of Ethical Behaviour in Banking

  • icon Classe virtuelle
    À distance

  • Durée

    icon

    3 h

  • Lieu

    icon

    Chambre de Commerce Luxembourg

Thu 28.01.2021

08h45

Tue 23.02.2021

08h45

Thu 25.02.2021

08h45

Tue 02.03.2021

08h45

Tue 09.03.2021

08h45

Tue 16.03.2021

08h45

Tue 23.03.2021

08h45

Thu 25.03.2021

08h45

Tue 30.03.2021

08h45

Tue 20.04.2021

08h45

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