Ethical Behaviour in Banking - Fundamentals

  • Icon Sur demande
  • Icon 4 h
  • icon Cours du jour
  • Icon English
  • Icon BQ185CJ
100,00 EUR

*

(+3% TVA)
*Prix d'inscription de base, variable selon options choisies.

Objectives


The objective of this course is to illustrate and define the professional obligations and the rules of conduct which must be observed by all employees of banks and PSF (FSP).

Programme


  • Introduction
    • The position and mission of the CSSF
    • Combating money laundering & financing of terrorism
  • Professional obligations
    • Professional secrecy
    • Prudential rules (Specialised PSF and Support PSF)
    • Rules of conduct (Specialised PSF and Support PSF)
    • Specific rules of conduct for PSF managing third party funds
    • Rules of conduct - MIFiD
    • The ABBL's Code of ethics
    • The ALFI's code of ethics
      • Market abuse
      • Economic crime
      • Computer crime
      • The Compliance function

Exam


For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.

Course material


The training material will be handed out at the beginning of the course.

Lieu

  • Durée

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    3 h

  • Lieu

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    Chambre de Commerce Luxembourg

Tue 10.11.2020

08h45

Thu 12.11.2020

08h45

Tue 17.11.2020

08h45

Thu 26.11.2020

08h45

Tue 01.12.2020

08h45

Thu 03.12.2020

08h45

Tue 08.12.2020

08h45

Thu 10.12.2020

08h45

Tue 15.12.2020

08h45

Thu 17.12.2020

08h45

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