The objective of the training is to give the most up-to-date information on MiFID II.
What is MiFID II
Main Organisational requirements
Main Investor protection requirements
Targeted amendments to MiFID II/ MiFIR
Provision of information
Investment research and SME markets
Competition and single rule book for execution venues
IFR and IFD
Change in capital requirements
Suitability and appropriateness
Sustainability requirements and operating conditions
Sustainability and duties towards investors
Sustainability and operating conditions
Conclusion and way forward
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.
The training material will be handed out at the beginning of the course.