Anti Money Laundering & Counter-Terrorist Financing (AML & CTF) - Foundation Level

  • Icon Sur demande
  • Icon 32 h + 2 h d'examen
  • icon Cours du jour
  • Icon English
  • Icon BQ141CJ
àpd. 2 175,00 EUR (+3% TVA)

Objectives


The overview of European standards and of Luxembourg AML/CTF laws and regulations

  • Stages and methods of money laundering
  • Develop money laundering techniques
  • Understand the concepts of simplified, normal and enhanced due diligence

Target Audience


Junior AML and Compliance Officers of banks and financial institutions
Relationship Managers in contact with the customers, Risk Managers and Internal Auditors
Junior Officers dealing with these matters at a supervisory level

Programme


  • Money Laundering steps & Terrorism Financing funding
  • The fight against ML & TF at international level:
    • FATF
    • Other international bodies
    • EU directives
  • The role of the financial institutions in the fight against ML & TF
  • The professional obligations of the financial institutions:
    • The obligation to customer due diligence measures
    • Identification of customer
    • Identification of beneficial owner
    • Identification of the relationship
    • Monitoring of the transaction
    • Enhanced & simplified due diligence
    • Reliance on third parties
  • The obligation to cooperate with the authorities
    • Cooperation on demand
    • Cooperation on own initiative
    • Transmission of information
    • Prohibition against informing the customer
    • Prohibition against carrying out a suspect transaction
  • The obligation to have an appropriate internal organisation: Implementation of AML Programs
  • Case studies throughout the programme
  • Lecture on the risk based approach in the Luxembourg fund industry
  • Examination : Written examination based on a Multiple Choice Questionnaire

Lieu

Vous souhaitez rester à jour sur notre offre de formation ?

Vous avez une question ?
Nous avons des réponses !