Back-Office (fundamentals): Operations
- Initiation to securities Back-Office operations
- Clearing and settlement
- Custody (Income and non-income corporate actions)
- Collateral management
- Securities financing (Repo, Securities lending and borrowing)
- Tax impacts
- Primary and secondary markets
- Operational risk
- Future trends
In order to obtain the Back-Office Operations Specialist Certificate, candidates must complete a total of 7 days of Back-Office operations training, completing both foundation and intermediary levels, and pass the exam for each course taken.
This fondation level module is eligible for the Back-Office Operations Specialist Certification.