Anti Money Laundering (AML) for Funds - Implementation
En collaboration avec
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14.05.2020
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8 h
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Cours du jour
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English
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VI035CJ
*
(+3% TVA) *Prix d'inscription de base, variable selon options choisies.Objectives
After completing this course, participants will be able to understand:
- The regulatory framework AML and CFT
- responsibilities
- The risk-based approach
- The due diligence process on direct investors, correspondents, third party introducers, etc.
Programme
- Regulatory Framework
- General overview of the AML/CTF legislation in place, i.e laws versus grand ducal regulation versus CSSF circulars and regulations
- Other standards to take into consideration: FATF, Wolfsberg
- The upcoming 4th AML directive in a nutshell
- The 2006 ALFI guidelines versus the 2013 ones
- Anti Money Laundering and Combating Terrorist Financing Responsibilities
- Role, responsibilities and obligations of each actor, (i.e. the management company, the transfer agent, the global distributor and the distributors, the custodian bank)
- What are the links and interactions between the different actors, who relies upon whom, key questions to ask?
- Practical examples
- The Risk Based Approach (RBA)
- Definition of the RBA principles, reference to FATF and Wolfsberg guidance
- Key criteria for an efficient RBA
- What are the benefits?
- The Due Diligence Process
- Definition and application
- A process applicable to the different actors
- Different types of due diligence linked to different type of risks
- Risk assessment and ongoing monitoring
- Direct Investor Due diligence
- Definition and application
- Practical examples
- Correspondent Relationship Due Diligence
- Definition and application
- Practical examples
- Third Party Introducers and Outsourcing
- Questions and answers
Lieu
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Chambre de Commerce Luxembourg7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg - Calculer l'itinéraire
Télécharger le planning PDF
8H
jeu. 14.05.2020 à 08h30
8H
AML for Funds-Implementation
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Chambre de Commerce Luxembourg
Durée
3 h
Lieu
Chambre de Commerce Luxembourg
Tue 28.01.2020
08h45
Thu 30.01.2020
08h45
Tue 04.02.2020
08h45
Tue 25.02.2020
08h45
Thu 27.02.2020
08h45
Tue 03.03.2020
08h45
Tue 10.03.2020
08h45
Tue 17.03.2020
08h45
Tue 24.03.2020
08h45
Thu 26.03.2020
08h45