Anti Money Laundering (AML) for Funds - Implementation
In collaboration with
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Sur demande
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8 h
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Cours du jour
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Formation présentielle
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English
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VI035CJ
*
(+3% TVA) *Prix d'inscription de base, variable selon options choisies.Cette formation est proposée sous forme de formation présentielle. En savoir plus
Objectives
After completing this course, participants will be able to understand:
- The regulatory framework AML and CFT
- responsibilities
- The risk-based approach
- The due diligence process on direct investors, correspondents, third party introducers, etc.
Programme
- Regulatory Framework
- General overview of the AML/CTF legislation in place, i.e laws versus grand ducal regulation versus CSSF circulars and regulations
- Other standards to take into consideration: FATF, Wolfsberg
- The upcoming 4th AML directive in a nutshell
- The 2006 ALFI guidelines versus the 2013 ones
- Anti Money Laundering and Combating Terrorist Financing Responsibilities
- Role, responsibilities and obligations of each actor, (i.e. the management company, the transfer agent, the global distributor and the distributors, the custodian bank)
- What are the links and interactions between the different actors, who relies upon whom, key questions to ask?
- Practical examples
- The Risk Based Approach (RBA)
- Definition of the RBA principles, reference to FATF and Wolfsberg guidance
- Key criteria for an efficient RBA
- What are the benefits?
- The Due Diligence Process
- Definition and application
- A process applicable to the different actors
- Different types of due diligence linked to different type of risks
- Risk assessment and ongoing monitoring
- Direct Investor Due diligence
- Definition and application
- Practical examples
- Correspondent Relationship Due Diligence
- Definition and application
- Practical examples
- Third Party Introducers and Outsourcing
- Questions and answers
Lieu
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Chambre de Commerce Luxembourg7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg - Calculer l'itinéraire
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Durée
3 h
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Lieu
Chambre de Commerce Luxembourg
Thu 28.01.2021
08h45
Tue 09.02.2021
08h45
Tue 23.02.2021
08h45
Thu 25.02.2021
08h45
Tue 02.03.2021
08h45
Tue 09.03.2021
08h45
Tue 16.03.2021
08h45
Tue 23.03.2021
08h45
Thu 25.03.2021
08h45
Tue 30.03.2021
08h45