Cette formation est proposée sous forme de formation présentielle et à distance. En savoir plus
Catalogue

Risk Management - Governance and Organisation of Risk Management for Funds

Fonds d’Investissement

En collaboration avec:

Voir plus

Description

Introduction

With increasing regulation for funds, governance has become extremely important. For that reason, this course explores the link between risk and governance in the fund industry. The course also covers organisational aspects and their impact on risk and governance for funds.

Objectives
  • Understand governance and its importance for the fund industry
  • Evaluate the impact of organisation on funds and its relationship with governance
  • Analyse the players in the fund industry and their importance for effective governance
  • Understand the importance of processes, procedures and policies in determining fund organisation
Programme
  • Introduction
  • Governance
    • Players in the fund industry
      • ManCo/AIFM/Supervisory Board
      • ManCo/AIFM/Board of Directors
      • Senior Management / Conducting Officers
      • Risk Manager
    • Optimal Governance for funds
    • Risk profile
      • Definition
      • Implementation
      • Management
  • Organisation
    • Processes, procedures and policies
      • Processes - reporting
      • Procedures
      • Policies
    • Internal control system (3 Lines of Defence)
      • Business lines
      • Risk Management
      • Audit
    • Organisation chart
      • Operating models for ManCos
      • Operating models for AIFMs
      • Interaction
      • Reporting lines
  • Impact of Governance and organisation on Risk in the fund industry
  • Future trends
Target audience

Financial service professionals who want to gain a good understanding of governance and organisation and their impact on risk management for funds.


Conditions

Course Material

Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.

Exam

For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.


The examination consists of true/false and multiple-choice questions. To pass the exam, a candidate must achieve a score of at least 50% of the total points on the exam.

Certificate

This module is part of the Risk Management for funds Certification. To obtain their certificate, candidates must complete 12 days of training in Risk Management for funds and pass the exam for each course. 

More details here :Professional Risk Management Certification for Funds

Location
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
Calculate the itinerary

Sessions et horaires

Télécharger le planning (PDF)

  • Wed 06.11.2024

    08:30 à 17:30

    8H

    Risk Management - Governance and Organisation of Risk Management for Funds

    Chambre de Commerce Luxembourg

Durée 0H

Lieu Chambre de Commerce Luxembourg

  • mar. 17.09.2024 08:45 à 11:45
  • mar. 24.09.2024 08:45 à 11:45
  • jeu. 26.09.2024 08:45 à 11:45
  • mar. 01.10.2024 08:45 à 11:45
  • mar. 08.10.2024 08:45 à 11:45
  • mar. 15.10.2024 08:45 à 11:45
  • mar. 22.10.2024 08:45 à 11:45
  • jeu. 24.10.2024 08:45 à 11:45
  • mar. 05.11.2024 08:45 à 11:45
  • mar. 12.11.2024 08:45 à 11:45
  • mar. 19.11.2024 08:45 à 11:45
  • mar. 26.11.2024 08:45 à 11:45
  • jeu. 28.11.2024 08:45 à 11:45
  • mar. 03.12.2024 08:45 à 11:45
  • mar. 10.12.2024 08:45 à 11:45
  • mar. 17.12.2024 08:45 à 11:45
  • jeu. 19.12.2024 08:45 à 11:45