With increasing regulation for funds, governance has become extremely important. For that reason, this course explores the link between risk and governance in the fund industry. The course also covers organisational aspects and their impact on risk and governance for funds.
Understand governance and its importance for the fund industry
Evaluate the impact of organisation on funds and its relationship with governance
Analyse the players in the fund industry and their importance for effective governance
Understand the importance of processes, procedures and policies in determining fund organisation
Players in the fund industry
ManCo/AIFM/Board of Directors
Senior Management / Conducting Officers
Optimal Governance for funds
Processes, procedures and policies
Processes - reporting
Internal control system (3 Lines of Defence)
Operating models for ManCos
Operating models for AIFMs
Impact of Governance and organisation on Risk in the fund industry
Financial service professionals who want to gain a good understanding of governance and organisation and their impact on risk management for funds.
For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.
The examination consists of true/false and multiple-choice questions. To pass the exam, a candidate must achieve a score of at least 50% of the total points on the exam.
This module is part of the Risk Management for funds Certification. To obtain their certificate, candidates must complete 12 days of training in Risk Management for funds and pass the exam for each course.
More details here :Professional Risk Management Certification for Funds
The training material will be handed out at the beginning of the course.
Chambre de Commerce Luxembourg7, rue Alcide de Gasperi
Chambre de Commerce Luxembourg