Cette formation est proposée sous forme de formation présentielle et à distance. En savoir plus

Description

Introduction

Since the UCITS III Directive in 2004 and the AIFM Directive in 2011, the regulatory environment for funds has changed considerably, creating a new risk management framework specifically for funds. This course explores the impact of regulations on risk management for funds.

Objectives
  • Understand the regulatory bodies in the fund industry and their roles 
  • Analyse the UCITS Directive and its evolution
  • Understand the AIFMD and its importance
  • Gain an understanding of the main circulars in the fund industry
Programme
  • Institutions and regulations
    • Institutions
      • European institutions – ESMA, ESRB
      • International institutions
      • National regulators
    • Directives and regulations
  • International legislation
    • European legislation
      • UCITS
      • AIFMD
      • MMFD
      • Other European legislation
    • Non-European legislation
  • CSSF circulars
    • 11/512
    • 18/698
  • Future trend 
Target audience

Financial service professionals who want to gain a good understanding of the regulatory framework for risk management in the fund industry


Conditions

Course Material

Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.

Exam

For this training course, an optional exam is available. In case of interest, candidates can choose a date from the list of proposed examination sessions. Registration for the exam must be made at least five days before the chosen exam date. The exam is subject to a registration fee.


The examination consists of true/false and multiple-choice questions. To pass the exam, a candidate must achieve a score of at least 50% of the total points on the exam.

Certificate

This module is part of the Risk Management Certification for funds. To obtain their certificate, candidates must complete 12 days of training in Risk Management for funds and pass the exam for each course. 

More details here : Professional Risk Management Certification for Funds

Location
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
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Sessions et horaires

Télécharger le planning (PDF)

  • Thu 11.07.2024

    08:30 à 17:30

    8H

    Risk Management - Framework for Funds

    Chambre de Commerce Luxembourg

Télécharger le planning (PDF)

  • Mon 04.11.2024

    08:30 à 17:30

    8H

    Risk Management - Framework for Funds

    Chambre de Commerce Luxembourg

Durée 1H30

Lieu Chambre de Commerce Luxembourg

  • mar. 17.09.2024 08:45 à 11:45
  • mar. 24.09.2024 08:45 à 11:45
  • jeu. 26.09.2024 08:45 à 11:45
  • mar. 01.10.2024 08:45 à 11:45
  • mar. 08.10.2024 08:45 à 11:45
  • mar. 15.10.2024 08:45 à 11:45
  • mar. 22.10.2024 08:45 à 11:45
  • jeu. 24.10.2024 08:45 à 11:45
  • mar. 05.11.2024 08:45 à 11:45
  • mar. 12.11.2024 08:45 à 11:45
  • mar. 19.11.2024 08:45 à 11:45
  • mar. 26.11.2024 08:45 à 11:45
  • jeu. 28.11.2024 08:45 à 11:45
  • mar. 03.12.2024 08:45 à 11:45
  • mar. 10.12.2024 08:45 à 11:45
  • mar. 17.12.2024 08:45 à 11:45
  • jeu. 19.12.2024 08:45 à 11:45