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Description
Objectives
This certification course develops the fundamental skills in relation to compliance in the field of investment vehicles and addresses the concepts of financial and operational risk management as well as the monitoring of the investment policies and restrictions.
Programme
This certification is composed of 6 modules available either in French, in English or both:
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Compliance - Fundamentals 8h
Compliance - Fondamentaux 8h - Compliance in Funds - Introduction to the Rules of Conduct and Management Companie/AIFMs 8h
- Politiques et restrictions d'investissement - Fondamentaux 8h
Investment Policies and Restrictions in UCITS - Fundamentals 8h - Advanced Investment Restrictions 24h
- Restrictions d'investissements complexes en pratique 24h
- Risk Management - Fundamentals 8h
Risk Management - Fondamentaux 8h - NAV Errors and Breaches - Circular 02/77 (English) 8h
NAV Errors and Breaches - Circulaire 02/77 (Français) 8h
Registration process
Registration to each training has to be made separately, by clicking on the above links. You will be redirected to the training page, where you will find related information, as well as the registration button to the training and the exam.
Language
This certification is both in French and English.
Modalités
Support de cours
Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.
Exam and Certification
Examination: It is possible to pass an examination for the modules composing this programme.
Certification: Those wishing to obtain the certificate must pass the exam of the listed modules and send a request for a certificate to our Customer Service (customer@houseoftraining.lu). The House of Training will then send the certificate/diploma.