Parcours certifiantFund Compliance Officer (certified path)
En collaboration avec
-
Sur demande
-
Parcours certifiant
-
English
-
VI012PC
Objectives
This certification course develops the fundamental skills in relation to compliance in the field of investment vehicles and addresses the concepts of financial and operational risk management as well as the monitoring of the investment policies and restrictions.
Programme
This certification is composed of 6 modules available either in french or in english or both:
Compliance in Funds - Introduction to the Rules of Conduct and Management Companie/AIFMs 8h
Politiques et restrictions d'investissement - Fondamentaux 8h
Investment Policies and Restrictions in UCITS - Fundamentals 8hRisk Management - Fundamentals 8h
Risk Management - Fondamentaux 8hNAV Errors and Breaches - Circular 02/77 (English) 8h
NAV Errors and Breaches - Circulaire 02/77 (Français) 8h
Registration process
Registration to each training has to be made separately, by clicking on the above links. You will be redirected to the training page, where you will find related information, as well as the registration button to the training and the exam.
Exam and Certification
Examination : It is possible to pass an examination for the modules composing this programme.
Certification : Those wishing to obtain the certificate must pass the exam of the listed modules and send a request for a certificate to our Customer Service (customer@houseoftraining.lu). The House of Training will then send the certificate/diploma.
Language
This certification is both in french and in english.