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Cette formation est proposée sous forme de formation présentielle.
Catalogue

Fund Compliance Officer

Fonds d'Investissement

En collaboration avec:

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Description

Objectives

This certification course develops the fundamental skills in relation to compliance in the field of investment vehicles and addresses the concepts of financial and operational risk management as well as the monitoring of the investment policies and restrictions.

Programme

This certification is composed of 6 modules available either in French, in English or both:

  1. Compliance - Fundamentals
    Compliance - Fondamentaux
  2. Compliance in Funds - Introduction to the Rules of Conduct and Management Companie/AIFMs
  3. Politiques et restrictions d'investissement - Fondamentaux
    Investment Policies and Restrictions in UCITS - Fundamentals
  4. Advanced Investment Restrictions
    Restrictions d'investissements complexes en pratique
  5. Risk Management - Fundamentals
    Risk Management - Fondamentaux
  6. NAV Errors and Breaches CSSF Circular 24/856
    Valeur nette d’inventaire (VNI) - Erreurs et manquements - Circulaire CSSF 24/856
     
Registration process

Registration to each training has to be made separately, by clicking on the above links. You will be redirected to the training page, where you will find related information, as well as the registration button to the training and the exam.

Language

This certification is both in French and English.

Conditions

Course Material

Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.

Exam and Certification

Examination:  Each of the modules comprising this programme may be assessed through an examination.

Certification: To obtain the certificate, candidates must successfully pass all examinations associated with the listed modules and submit a formal request to Customer Service (customer@houseoftraining.lu). Upon receipt and verification, the House of Training will issue the certificate.